Asset Services & Controlling

The services bundled under this area include Corporate Actions & Asset Accounting, Brokerage & Fee Processing, Loan Operations and MIS.

Corporate Actions & Asset Accounting

• Fixed Income Corporate Actions
• Equity Corporate Actions - Comparison of Corporate Events with Bank positions and open trades for recording, posting and claiming

Brokerage and Fee Processing

• Brokerage Trade Confirmations, Invoice Processing, Payables & Receivables and Settlements

MIS & Controlling

• Month-End / Year End Statements
• Amendment Request Database (ARD) Monthly Analysis
• Control & Administration

Corporate Loan Operations

• Loan Administration, Credit Control and Process Monitoring
• Security Documentation and Collateral Management
• Limit and Interest Condition Management and Covenant Monitoring

Case Study

Operational Risk Containment through timely coupon and brokerage processing for a Global Investment Bank