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Trade & Settlements

The securities market has shown extraordinary volatility after the global economy suffered through the recession in 2008. Trading infrastructure entities continue to work their way in to secure trading environments with a drive for operational efficiency, flexibility and agility. Post-trade domain entities are offering value-added services around the consumerization of settlement services. Various market participants are focusing on uplifting and augmenting their electronic execution by increasingly investing in electronic trading tools - including algorithmic trading, bringing in stricter procedures in risk management and compliance and controlling the overall costs through outsourcing.

What HCL can do for you

HCL provides integrated trading, clearing and settlement technology services across the entire trading and settlement lifecycle in areas like trade capture, order management and routing, trade validation and enrichment, confirmations and allocations, and intra-day risk management and settlements, for broker dealers, prime brokerages, investment banks and other trading firms.  

Our trade processing and back-office practice offers integrated technology and operations solutions in custody and clearing, corporate actions, reconciliation, trade management, trade enrichment, and data management.

HCL offers:

Consulting services on Operations and Technology

  • Assessment of current state
  • Developing the Target Operating Model (TOM)
  • Roadmap

Platform Rationalization

  • New implementations
  • Instance consolidation
  • Upgrades
  • Platform enhancements, maintenance and support

Business Assurance Solutions

  • Platform-specific, comprehensive Business Assurance solution
  • Platform-specific Automation frameworks

Trade and Securities Processing

Pre-settlement and post settlement functions across all major asset classes (Equities, Fixed Income, Derivatives, FX, Money Markets and Commodities)

  • Pre-matching of trades
  • Fails management
  • Realignments
  • Depot management
  • Funding
  • Stock borrowing and lending
  • Netting
  • Fees and Commission

Reconciliation

  • Cash and asset reconciliation
  • Internal / suspense account reconciliations
  • Intersystem reconciliations (FOBO)
  • Funding and position reconciliation
  • Second level investigations for equities and debt securities operations
  • Control and administration of the reconciliation tool (SSR)
  • Annual balance confirmations to banks’ clients and counterparties

Why should you consider HCL?

  • One of the largest vendors for a Swiss financial services major, providing support across investment banking and wealth management
  • Successful experience in implementations, system integration, testing, and maintenance of trading systems for equities, fixed income, currency and derivatives across asset and wealth management, and insurance clients, including a leading provider of exchanges technology /trading solutions across six continents
  • Providing front-, middle-, and back-office support for the entire trade lifecycle of a leading global investment bank
  • First to set up an offshore based delivery model to handle derivatives documentation and review
  • The largest vendor for a leading inter dealer broker supporting, maintaining and testing its e-trading platform; expanded this client’s e-broking business across other asset classes including regulatory demands
  • The single largest technology vendor for one of the world’s leading global markets organizations with marquee engagements across trading desks in equities, futures, FX, credit derivatives and prime finance
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Trading the Next-revolution: CFD trading
Trading the Next-revolution: CFD trading
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We will treat any information you submit with us as confidential. Please read our privacy statement for additional information.

What Customers Say

“This is wonderful stuff, the type of activities that make a big difference to our customer. Truly great work, and please keep it up” – On Successful implementation of WRAP project.

–CIO Large Programs, Leading Bank in Australia and NZ 

The combined efforts of our Asset Finance and Commercial Lending IT Service Delivery team and HCL have resulted in an 80% reduction in P1 and P2 incidents over 2010. This is a great testimony to Applications and Operations’ dedication to embed strong service management disciplines, including incident, problem, change, capacity, availability and service continuity management.

- CIO Retail & Business Banking ES, A Large Australian Bank