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Financial Planning and Investment for the brokerage and Advisory division of a Global Investment Bank

Financial Planning and Investment for the brokerage and Advisory division of a Global Investment Bank

Business Need

To provide for enhancement of Financial Planning and Investment Application to comply with MiFID regulation.

Challenges and Requirements

  • Mandatory compliance to MiFID regulations
  • Insufficient documentation and knowledge sharing for the Reporting tool
  • German Language Constraint
 

HCL Solutions

  • Successfully transitioned Financial and Investment Planning for offshore maintenance
  • Implemented changes to investment planning, risk assessment modules
  • Self learning of the Reporting Tool
 

Business Benefits

  • HCL delivered the application within the timelines which helped the client to adhere to the MiFID compliance deadline
  • Delivery to User Acceptance Testing with only one defect
  • HCL identified and fixed defects which were present in the existing application thus ensuring robustness of the application

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