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MIFID implementation for the retail brokerage division of a Global Investment Bank to address client information management and reporting issues

MIFID implementation for the retail brokerage division of a Global Investment Bank to address client information management and reporting issues

Business Need

MIFID Compliance for the retail brokerage division of a Global Investment Bank to address client information management and reporting issues.

Challenges and Requirements

  • Short duration for execution of the project due to a drop-dead compliance date
  • The Brokerage Advisory services business has a complex application landscape across multiple technologies
  • Multiple interfacing applications enhanced / developed in parallel to meet the compliance date
 

HCL Solutions

  • All Applications delivered in time and rolled out 3 weeks prior to deadline
  • Fully stable application, No Production Issues and outages
  • Tremendous Increase in volume handled without any issues
 

Business Benefits

  • Solution delivered on time and on budget
  • Organizations compliance needs were met on time and thus adhering to the regulation

Learn more about information management services.

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